Leadership

Description

Defines leadership accountability for the AI management system, including establishment of AI policy and assignment of organizational roles and responsibilities.

Requirements

• 5.1 Leadership and commitment
• 5.2 AI policy
• 5.3 Organizational roles, responsibilities and authorities

Implementation Guidance

5.1 Leadership Commitment

Top management demonstrates commitment through resource allocation, policy approval, and active participation in AI governance reviews.

5.2 AI Policy

Establish documented AI policy aligned with organizational values, covering ethical principles, risk tolerance, and compliance obligations.

5.3 Roles and Responsibilities

Assign and communicate AI-specific roles (AI Ethics Officer, Model Risk Manager, Data Steward) with clear authorities and accountabilities.

Evidence Requirements

Board-approved AI policy

Management commitment statements

Role descriptions and assignments

Meeting minutes showing leadership involvement