Clause 6
ISO 42001 GOVERNANCE

Planning

Description

Requires planning to address AI risks and opportunities, establish measurable AI objectives, and plan changes to the AI management system.

Requirements

  • 6.1 Actions to address risks and opportunities
  • 6.2 AI objectives and planning to achieve them

Implementation Guidance

6.1 Risk and Opportunity Planning

Conduct systematic AI risk assessments considering technical, ethical, and legal dimensions; develop treatment plans for identified risks.

6.2 AI Objectives

Set SMART objectives for AI initiatives (e.g., bias reduction targets, accuracy thresholds) with defined metrics, resources, and timelines.

Evidence Requirements

AI risk register and treatment plans

Documented AI objectives with KPIs

Resource allocation plans

Change management procedures