Performance Evaluation

Description

Establishes requirements for monitoring, measuring, analyzing, and evaluating AI management system performance through metrics, audits, and management reviews.

Requirements

• 9.1 Monitoring, measurement, analysis and evaluation
• 9.2 Internal audit
• 9.3 Management review

Implementation Guidance

9.1 Monitoring and Measurement

Define and track KPIs for AI system performance, fairness, safety, and management system effectiveness; establish thresholds for intervention.

9.2 Internal Audit

Conduct planned internal audits of AIMS compliance, AI system controls, and policy adherence using competent, independent auditors.

9.3 Management Review

Review AIMS performance, audit results, and AI risk landscape at planned intervals; make decisions on improvements and resource needs.

Evidence Requirements

Performance metrics and dashboards

Monitoring logs and reports

Internal audit plans and reports

Management review meeting minutes

Corrective action tracking